Who Put Securities in My Securitization?

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Among the several legal considerations in securitization structures, securities law is paramount.  The panel will explain the basics of securities laws as they pertain to securitization financing, with a particular focus on post-crisis RMBS transactions.  The panel will highlight the Rule 144A safe harbor from registration, the Rule 10b-5 anti-fraud provision, and the implications of these rules in drafting offering memoranda and indemnification language in operative documents.

Panelists: 

• Ian W. Sterling
• Andrew Demick

Hunton Andrews Kurth LLP will seek CLE credit for this program in CA, FL, GA, NC, NY, TX and VA only. Credit hours are not guaranteed and are subject to each state’s approval rules.