Scott Kimpel Discusses New SEC Investor Advocate Position with Investment News

When a Regulator Like Rick Fleming Sounds More Like a Politician, It Could be a Good Thing

Investment News

Contemplating the premise behind the SEC’s creation of an investor advocate role, Scott Kimpel says some believe it’s “a solution in search of a problem.” Kimpel’s practice encompasses a range of matters involving securities laws, mergers and acquisitions, joint ventures, financings, and corporate governance. He previously served as counsel to a former SEC commissioner.